$0(7(.6,*1$/5(&29(5<DSDUWRI$0(7(.$GYDQ.HG0HDVXUHPHQW7H.KQRORJ\,Q.ZDUUDQWVHD.KLQVWUXPHQW
RILWVRZQPDQXID.WXUHWREHIUHHRIGHIH.WVLQPDWHULDODQGZRUNPDQVKLSIRUDSHULRGRI21(\HDUIURPWKHGDWHRIGHOLYHU\
WRWKHRULJLQDOSXU.KDVHU2EOLJDWLRQVXQGHUWKLV:DUUDQW\VKDOOEHOLPLWHGWRUHSOD.LQJ UHSDLULQJ RU JLYLQJ .UHGLW IRU WKH
SXU.KDVH DW RXU RSWLRQ RI DQ\ LQVWUXPHQWV UHWXUQHG VKLSPHQW SUHSDLG WR RXU 6HUYL.H 'HSDUWPHQW IRU WKDW SXUSRVH
SURYLGHG SULRU DXWKRUL]DWLRQ IRU VX.K UHWXUQ KDV EHHQ JLYHQ E\ DQ DXWKRUL]HG UHSUHVHQWDWLYH RI $0(7(. $GYDQ.HG
0HDVXUHPHQW7H.KQRORJ\,Q.
7KLV :DUUDQW\ VKDOO QRW DSSO\ WR DQ\ LQVWUXPHQW ZKL.K RXU LQVSH.WLRQ VKDOO GLV.ORVH WR RXU VDWLVID.WLRQ WR KDYH EH.RPH
GHIH.WLYH RU XQXVDEOH GXH WR DEXVH PLVKDQGOLQJ PLVXVH D..LGHQW DOWHUDWLRQ QHJOLJHQ.H LPSURSHU LQVWDOODWLRQ RU RWKHU
.DXVHVEH\RQGRXU.RQWURO7KLV:DUUDQW\VKDOOQRWDSSO\WRDQ\LQVWUXPHQWRU.RPSRQHQWQRWPDQXID.WXUHGE\$0(7(.
$GYDQ.HG 0HDVXUHPHQW 7H.KQRORJ\ ,Q. :KHQ SURGX.WV PDQXID.WXUHG E\ RWKHUV DUH LQ.OXGHG $0(7(. $GYDQ.HG
0HDVXUHPHQW 7H.KQRORJ\ ,Q. HTXLSPHQW WKH RULJLQDO PDQXID.WXUHUV :DUUDQW\ LV H[WHQGHG WR $0(7(. $GYDQ.HG
0HDVXUHPHQW 7H.KQRORJ\ ,Q. .XVWRPHUV $0(7(. $GYDQ.HG 0HDVXUHPHQW 7H.KQRORJ\ ,Q. UHVHUYHV WKH ULJKW WR PDNH
.KDQJHVLQGHVLJQDWDQ\WLPHZLWKRXWLQ.XUULQJDQ\REOLJDWLRQWRLQVWDOOVDPHRQXQLWVSUHYLRXVO\SXU.KDVHG
7+(5( $5( 12 :$55$17,(6 :+,&+ (;7(1' %(<21' 7+( '(6&5,37,21 21 7+( )$&( +(5(2) 7+,6
:$55$17<,6,1/,(82)$1' (;&/8'(6 $1< $1' $// 27+(5 :$55$17,(6 25 5(35(6(17$7,216
(;35(66(',03/,('2567$78725<,1&/8',1*0(5&+$17$%,/,7<$1'),71(66)25$3$57,&8/$5
385326( $6 :(// $6 $1< $1' $// 27+(5 2%/,*$7,216 25 /,$%,/,7,(6 2) $0(7(. $'9$1&('
0($685(0(17 7(&+12/2*< ,1& ,1&/8',1* %87 127 /,0,7(' 72 63(&,$/ 25 &216(48(17,$/
'$0$*(6 12 3(5621 ),50 25 &25325$7,21 ,6 $87+25,=(' 72$6680( )25 $0(7(. $'9$1&('
0($685(0(17 7(&+12/2*< ,1& $1< $'',7,21$/ 2%/,*$7,21 25 /,$%,/,7< 127 (;35(66/<
3529,'(')25+(5(,1(;&(37,1:5,7,1* '8/< (;(&87(' %< $1 2)),&(5 2) $0(7(. $'9$1&('
0($685(0(177(&+12/2*<,1&
$ &RQWD.W\RXUOR.DO$0(7(.6,*1$/5(&29(5<RIIL.HDJHQWUHSUHVHQWDWLYHRUGLVWULEXWRUWRGLV.XVVWKHSUREOHP
,QPDQ\.DVHVLWPD\EHSRVVLEOHWRH[SHGLWHVHUYL.LQJE\OR.DOL]LQJWKHSUREOHPWRDSDUWL.XODUXQLWRU.DEOH
% :HZLOOQHHGWKHIROORZLQJLQIRUPDWLRQD.RS\RIZKL.KVKRXOGDOVREHDWWD.KHGWRDQ\HTXLSPHQWZKL.KLVUHWXUQHG
IRUVHUYL.H
0RGHOQXPEHUDQGVHULDOQXPEHURILQVWUXPHQW
<RXUQDPHLQVWUXPHQWXVHU
<RXUDGGUHVV
$GGUHVVWRZKL.KWKHLQVWUXPHQWVKRXOGEHUHWXUQHG
<RXUWHOHSKRQHQXPEHUDQGH[WHQVLRQ
& ,I\RXH[SHULHQ.HDQ\GLIIL.XOWLHVLQREWDLQLQJVHUYL.HSOHDVH.RQWD.W
6,*1$/5(&29(5<6HUYL.H
$0(7(.$GYDQ.HG0HDVXUHPHQW7H.KQRORJ\,Q.
6RXWK,OOLQRLV$YHQXH
2DN5LGJH
7186$
RU
6,*1$/5(&29(5<6HUYL.H
$0(7(.$GYDQ.HG0HDVXUHPHQW7H.KQRORJ\
$VWUR+RXVH
%UDQWV%ULGJH
%UD.NQHOO
5*+:81,7('.,1*'20
:$55$17<
6+28/'<285(48,30(175(48,5(6(59,&(
6\PSWRPVLQGHWDLOLQ.OXGLQJ.RQWUROVHWWLQJV
<RXUSXU.KDVHRUGHUQXPEHUIRUUHSDLU.KDUJHVGRHV
QRWDSSO\WRUHSDLUVLQZDUUDQW\
6KLSSLQJLQVWUX.WLRQVLI\RXZLVKWRDXWKRUL]H
VKLSPHQWE\DQ\PHWKRGRWKHUWKDQQRUPDOVXUID.H
WUDQVSRUWDWLRQ
3KRQH
)D[
(PDLO
VHUYL.H#VLJQDOUH.RYHU\.RP
3KRQH
)D[
(PDLO
VHUYL.H#VLJQDOUH.RYHU\.RP