Advertisement
6$
9
0DUVKDOOLQJ RI WKH ELQDU\ LQSXWV DGGUHVV EORFN
7KH XQLW FRQWDLQV XS WR ELQDU\ LQSXWV ZKLFK DUH
GHVLJQDWHG ,1387 WR ,1387 7KH\ FDQ EH PDU
VKDOOHG LQ DGGUHVV EORFN 7KH DGGUHVV EORFN LV
UHDFKHG E\ SDJLQJ LQ EORFNV
GUHVVLQJ ZLWK '$ ( 7KH VHOHFWLRQ SURFH
GXUH LV FDUULHG RXW DV GHVFULEHG LQ 6HFWLRQ
$ FKRLFH FDQ EH PDGH IRU HDFK LQGLYLGXDO LQSXW IXQF
WLRQ DV WR ZKHWKHU WKH GHVLUHG IXQFWLRQ VKRXOG EH
FRPH RSHUDWLYH LQ WKH lQRUPDOO\ RSHQl PRGH RU LQ
WKH lQRUPDOO\ FORVHGl PRGH ZKHUHE\
12 lQRUPDOO\ RSHQl PRGH WKH LQSXW DFWV DV D 12
FRQWDFW LH WKH FRQWURO YROWDJH DW WKH LQSXW WHU
PLQDOV DFWLYDWHV WKH IXQFWLRQ
1& lQRUPDOO\ FORVHGl PRGH WKH LQSXW DFWV DV D 1&
FRQWDFW LH FRQWURO YROWDJH SUHVHQW DW WKH WHU
PLQDOV WXUQV RII WKH IXQFWLRQ FRQWURO YROWDJH DE
VHQW DFWLYDWHV WKH IXQFWLRQ
:KHQ SDJLQJ WKURXJK WKH GLVSOD\ HDFK LQSXW IXQF
WLRQ LV GLVSOD\HG ZLWK WKH LQGH[ l12l RU l1&l ZKHQ
SURFHHGLQJ ZLWK WKH l1RlNH\ 1
7DEOH VKRZV D FRPSOHWH OLVW RI DOO WKH ELQDU\ LQSXW
IXQFWLRQV ZLWK WKHLU DVVRFLDWHG IXQFWLRQ QXPEHU
)1R ,QSXW IXQFWLRQV QDWXUDOO\ KDYH QR HIIHFW LI WKH
FRUUHVSRQGLQJ SURWHFWLRQ IXQFWLRQ LV QRW ILWWHG LQ WKH
0 $ 5 6 + $ / / , 1 *
% , 1 $ 5 <
, 1 3 8 7 6
7KH ILUVW ELQDU\ LQSXW LV UHDFKHG ZLWK WKH NH\
% , 1 $ 5 <
)
, 1 3 8 7
&KDQJH RYHU WR WKH VHOHFWLRQ OHYHO ZLWK )
, 1 3 8 7
! / ( '
U H V H W
, 1 3 8 7
Q R W
D O O R F D W H G
RU E\ GLUHFW DG
%HJLQQLQJ RI EORFN l0DUVKDOOLQJ ELQDU\ LQSXWVl
$OORFDWLRQV IRU ELQDU\ LQSXW
5HVHW RI VWRUHG /(' LQGLFDWLRQV )1R
lQRUPDOO\ RSHQl RSHUDWLRQ
1 2
/('V DUH UHVHW ZKHQ FRQWURO YROWDJH SUHVHQW
1R IXUWKHU IXQFWLRQV DUH LQLWLDWHG E\ ELQDU\ LQSXW
UHOD\ RU KDV EHHQ SURJUDPPHG RXW lGHFRQILJ
XUHGl UHIHU 6HFWLRQ
:LWK GLUHFW LQSXW RI WKH IXQFWLRQ QXPEHU OHDGLQJ ]HU
RV QHHG QRW EH XVHG 7R LQGLFDWH WKH FRQWDFW PRGH
WKH IXQFWLRQ QXPEHU FDQ EH H[WHQGHG E\ D GHFLPDO
SRLQW IROORZHG E\ RU ZKHUHE\
PHDQV lQRUPDOO\ RSHQl PRGH FRUUHVSRQGV WR
l12l DV DERYH
PHDQV lQRUPDOO\ FORVHGl PRGH FRUUHVSRQGV
WR l1&l DV DERYH
,I WKH H[WHQVLRQ ZLWK RU LV RPLWWHG WKH GLVSOD\ ILUVW
LQGLFDWHV WKH IXQFWLRQ GHVLJQDWLRQ LQ lQRUPDOO\
RSHQl PRGH 12 %\ SUHVVLQJ WKH l1RlNH\ 1 WKH
PRGH LV FKDQJHG WR 1& $IWHU GLUHFW LQSXW RWKHU IXQF
WLRQV FDQ EH VHOHFWHG E\ SDJLQJ WKURXJK WKH IXQF
WLRQV IRUZDUGV ZLWK WKH l1RlNH\ 1 RU EDFNZDUGV
ZLWK WKH EDFNVSDFH NH\ 5 7KH FKDQJHG IXQFWLRQ
WKHQ PXVW EH UHFRQILUPHG E\ WKH HQWU\ NH\ (
1RWH 2QH ORJLFDO IXQFWLRQ PXVW QRW EH PDUVKDOOHG WR
WZR RU PRUH ELQDU\ LQSXWV EHFDXVH DQ 25ORJLF RI
WKH VLJQDOV FDQ QRW EH JXDUDQWHHG
7KH IROORZLQJ ER[HV VKRZ DV DQ H[DPSOH WKH DOOR
FDWLRQ IRU ELQDU\ LQSXW 7DEOH VKRZV DOO ELQDU\
LQSXWV DV SUHVHW IURP WKH IDFWRU\
,QVWDOODWLRQ LQVWUXFWLRQV
&*&
Advertisement
