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ETSI White Paper No. 9
E-Band and V-Band -
Survey on status of
worldwide regulation
First edition – June 2015
ISBN No. 979-10-92620-06-1
Author:
Mario Giovanni Luigi Frecassetti
ETSI
06921 Sophia Antipolis CEDEX, France
Tel +33 4 92 94 42 00
info@etsi.org
www.etsi.org

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Summary of Contents for ETSI E-Band

  • Page 1 ETSI White Paper No. 9 E-Band and V-Band - Survey on status of worldwide regulation First edition – June 2015 ISBN No. 979-10-92620-06-1 Author: Mario Giovanni Luigi Frecassetti ETSI 06921 Sophia Antipolis CEDEX, France Tel +33 4 92 94 42 00 info@etsi.org...
  • Page 2: About The Authors

    Mr. Nader Zein Contributor,NEC, Nader.Zein@emea.nec.com Mr. Pietro Nava Contributor, Huawei Technologies, Pietro.Nava@huawei.com Mr. Paolo Volpato Contributor, Alcatel-Lucent, paolo.volpato@alcatel-lucent.com Mr. Roberto Macchi Contributor, SIAE, Roberto.Macchi@siaemic.com Mr. Mike Geen Contributor, Filtronic, Mike.Geen@filtronic.com E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 3: Table Of Contents

    Regulatory emissions limitations V-Band country by country overview E-Band case Regulation overview CEPT/ECC ITU-R ETSI standards for equipment E-Band country by country overview Special case - OFCOM UK Conclusions Appendix A. Database E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 4 C. ITU Regions D. Table of Frequency Allocation for V-Band and E-Band E. US - FCC Regulation For E-Band F. CEPT: Technical Background For Self-Coordination G. Examples of E-Band Fees References E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 5: Executive Summary

    European Framework Programme 7 (FP7) research projects: E3NETWORK [26] addressing mainly a backhaul solution in E-Band, MiWaves [27] addressing backhaul and access solutions in 60 GHz and 71- 86 GHz Bands and IPHOBAC-NG [28] addressing integration of mm-wave radio and photonics for backhaul and other purposes.
  • Page 6: Introduction And Scope

    European Union. Given the market need to effectively exploit both E-Band and V-Band frequency bands, an exhaustive investigation has been carried out among administrations and regulatory bodies to gather allocation status, licensing regime and other relevant data.
  • Page 7: Overview On Regulation Status

     however, also the lower portion spanning from 48.5 GHz to 57 GHz can be generally included in the V-Band definition. E-Band is intended to cover 71-76 GHz and 81-86 GHz.  Terminology and definitions Many of the concepts related to spectrum use do not have unique definitions endorsed in ITU vocabulary;...
  • Page 8: Access To The Frequency Bands

    The potential risks of errors or misuses in the coordination process might be higher because of the number of actors involved, some of them also not sufficiently technically skilled. Sometimes also referred to as “traditional licensing” E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 9: Block Assignment/Auction Regimes

    “standard” link-by-link fees applied to unplanned/uncoordinated links exist (among which V-Band is typically considered). One of the most popular methods to define fees for E-band usage is comprised of two main components, namely: The Application Fee, and ...
  • Page 10 (area). The use of incentives is frequent to promote use of higher frequencies. Our survey confirmed that licence fees vary a lot from country to country. For the E-Band case, we have provided a high level comparison of the fees due in given cases.
  • Page 11: V-Band Case

    63-64 GHz, being harmonized for “Intelligent Transport Systems” (ITS) applications (see after the chapter ‘Other relevant “non-Fixed Service (FS)” international regulatory documentation’) is often unavailable for fixed services. E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 12 In USA, the FCC regulates the band and 57-64 GHz is included in: 47 C.F.R. part 15 “Radio Frequency Devices” (15.255) [18]  Therefore, the FCC recommendation is not specific for fixed links only but it covers any generic “intentional radiator”. E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 13: International Regulatory Documentation For Fixed Links (48,5-57 Ghz)

    EC Decision 2013/752/EU: “Commission Implementing Decision of 11 December 2013 amending  Decision 2006/771/EC on harmonisation of the radio spectrum for use by short-range devices and repealing Decision 2005/928/EC” [6] E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 14: Regulatory Emissions Limitations

    However, ECC/REC(05)02 does not have any emissions limit and this might imply an improper (or unfair) use of the band by high power and low antenna gain systems. The FCC in the USA adopted a methodology (initially for E-Band) of limiting the maximum EIRP as a function of antenna gain (G) with a general formula: EIRP (dB) = EIRPmax (dB) –...
  • Page 15 (in addition to the ECC emissions regulation) for all equipment in this part of V-Band (as well as in E-Band) in ETSI EN 302 217-3 [10]. A similar limitation for equipment working in the 64-66 GHz band can be found in ETSI EN 302 217-3. E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 16: V-Band Country By Country Overview

    Regulatory concerns where the band in some countries is split into segments with different  regulations. For example, concerns can be due to the much lower propagation loss in the 64-66 GHz part, or due to different sharing conditions. E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 17 Unlicensed is also quite common in the old 57-59 GHz band, while licensed dominates in the old 64-66 GHz band. E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 18 Block or individual Unlicensed Unknown Figure 7: Global Licensing Schemes Distribution of V-Band Figure 8: Global implementation of Licensing and Duplex in the old bands and the new wide band E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 19: E-Band Case

    43dBi is required, but in future can become 38dBi. Licensing is based on “Non-exclusive Nationwide with Link Registration” and coordination is mandatory. Figure 9: FCC Frequency Plane A summary of the main FCC technical specifications for operation in the E-Band are depicted in the following table: FCC - Technical Specifications for Operation in E-Band...
  • Page 20: Cept/Ecc

    These arrangements will ease the more efficient link-by-link coordination, which was looked at by most CEPT administrations. A summary of the main ETSI technical specifications for operation in E-Band is depicted in the following table: ETSI - Technical Specifications for Operation in E-Band...
  • Page 21: Itu-R

    A lot of administrations, also outside Europe (e.g. Canada and Japan) are today adopting the frequency arrangement for E-Band as per the CEPT-recommended band plan, option 2, comprised of 250 MHz channels with 125 MHz guard-bands on either end of the bands and with the flexibility of channel aggregation within the 71-76 GHz and 81-86 GHz bands, to support higher capacities when necessary.
  • Page 22: Etsi Standards For Equipment

    E-Band, started an overall revision also of the more popular Harmonized EN 302 217-2-2, which introduced also for the E-Band all the additional TX and RX harmonized parameters necessary for the case of fully coordinated deployment.
  • Page 23: E-Band Country By Country Overview

    [Appendix A]. The places where E-Band is today open for fixed services is indicated in green, in red the places where this band is closed today and in blue the places where the use of E-Band is open, but under review.
  • Page 24 (i.e.: Appendix [E]). In this case, a low level fee is requested. In other countries, like Mexico and Columbia, the E-Band can be seen as a sort of licensing exception, so there is no coordination and usually fees are not requested.
  • Page 25 85% of the cases require less than this average value. Almost 75% of the cases require less than €1 000.  Most administrations indicate maximum EIRP of 85 dBm, as expected. E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 26: Special Case - Ofcom Uk

    Special case - OFCOM UK From 2006 to 2009, when in Europe, in practice, only the UK had opened the band to fixed services, ETSI developed TS 102 524 “Fixed Radio Systems; Point-to-Point equipment; Radio equipment and antennas for use in Point-to-Point Millimetre wave applications in the Fixed Services (mmwFS) frequency bands 71 GHz to 76 GHz and 81 GHz to 86 GHz”...
  • Page 27: Conclusions

    Conclusions The current status of V-Band and E-Band is captured using a set of heterogeneous sources, allowing us a good level of cross checking. Considering the standpoint of fixed service applications, mainly wireless mobile backhauling and small cell backhauling needs, we have identified some critical points which should be mitigated, according to us, for a fruitful exploitation of these two bands.
  • Page 28: Appendix

    A. Database The database reporting the information country by country is available at http://www.etsi.org/images/files/ETSIWhitePapers/etsi_wp9_e_band_and_v_band_survey_database.zip. The database is composed of two sheets, one for the V-Band and one for the E-Band. The first eight columns are common for both bands: ...
  • Page 29: Database- Snapshot

    Average 1185,9 Median 237,5 # case below average and % # case below Median and % # case with Fee at no zero # case Table 5: E-Band Database summary E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 30: Itu Regions

    C. ITU Regions According to the ITU, the world has been divided into three Regions for the allocation of frequencies as shown on the following map. Figure 15: ITU region E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 31: Table Of Frequency Allocation For V-Band And E-Band

    MOBILE 5.558 RADIOLOCATION 5.559 5.138 64-65 FIXED INTER-SATELLITE MOBILE except aeronautical mobile 5.547 5.556 65-66 EARTH EXPLORATION-SATELLITE FIXED INTER-SATELLITE MOBILE except aeronautical mobile SPACE RESEARCH 5.547 Table 6: Portion: 57-66 GHz E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 32 FIXED 5.338A FIXED-SATELLITE (Earth-to-space) MOBILE MOBILE-SATELLITE (Earth-to-space) RADIO ASTRONOMY Space research (space-to-Earth) 5.149 5.561A 84-86 FIXED 5.338A FIXED-SATELLITE (Earth-to-space) 5.561B MOBILE RADIO ASTRONOMY 5.149 Table 7: Portion: 71-76 & 81-86 GHz E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 33: Fcc Regulation For E-Band

    FCC Form 601 has been filed. E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 34: Cept: Technical Background For Self-Coordination

    To assist with the resolution of disputes, licenses are issued with a “date of priority”: interference complaints between licensees may therefore be resolved on the basis of these dates of priority (as with international assignments). E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 35: Examples Of E-Band Fees

    G. Examples of E-Band Fees Some cases, in anonymous form, are reported here to show how administrations determine the fee in case of E-Band exploitation. In most cases, the methods are not so different to those applied in lower and traditional frequency bands.
  • Page 36 C2, Population coefficient, tries to take account if a specific area is congested or not. The higher the frequency band, the lower the fees are. In this case E-Band is charged ten times less compared to 10 GHz. This is a common approach among a lot of administrations.
  • Page 37: References

    8. ECC Report 124 - Coexistence of passive and fixed service in the bands 71-76/81-86 GHz; 9. ETSI EN 302 217-2-2: "Fixed Radio Systems; Characteristics and requirements for point-to-point equipment and antennas; Part 2-2: Digital systems operating in frequency bands where frequency co-ordination is applied;...
  • Page 38 25. ECC Report 80 on “Enhancing Harmonisation and Introducing Flexibility in the Spectrum Regulatory Framework” 26. E3NETWORK - Energy Efficient E-Band transceiver for backhaul of the future networks. http://www.ict-e3network.eu/ 27. MiWaves - Beyond 2020 Heterogeneous Wireless Networks with Millimeter-Wave Small Cell Access and Backhauling.
  • Page 39 40. The European Table of Frequency Allocations and Applications in The Frequency Range 8.3 KHz to 3000 GHz (ECA Table). http://www.erodocdb.dk/Docs/doc98/official/pdf/ercrep025.pdf E-Band and V-Band - Survey on status of worldwide regulation...
  • Page 40 This White Paper is issued for information only. It does not constitute an official or agreed position of ETSI, nor of its Members. The views expressed are entirely those of the author(s). ETSI declines all responsibility for any errors and any loss or damage resulting from use of the contents of this White Paper.

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