6$
9
0DUVKDOOLQJ RI WKH /(' LQGLFDWRUV DGGUHVV EORFN
7KH XQLW FRQWDLQV /('V IRU RSWLFDO LQGLFDWLRQV
RI ZKLFK FDQ EH PDUVKDOOHG 7KH\ DUH GHVLJQDWHG
/(' WR /(' DQG FDQ EH PDUVKDOOHG LQ DGGUHVV
EORFN 7KH EORFN LV UHDFKHG E\ SDJLQJ LQ EORFNV
ZLWK Â Ä RU E\ GLUHFWO\ DGGUHVVLQJ ZLWK '$
( 7KH VHOHFWLRQ SURFHGXUH LV FDUULHG RXW DV GH
VFULEHG LQ 6HFWLRQ 0XOWLSOH DQQXQFLDWLRQV DUH
SRVVLEOH LH RQH ORJLFDO DQQXQFLDWLRQ IXQFWLRQ FDQ
EH JLYHQ WR VHYHUDO /('V VHH DOVR 6HFWLRQ
$SDUW IURP WKH ORJLFDO IXQFWLRQ HDFK /(' FDQ EH
PDUVKDOOHG WR RSHUDWH HLWKHU LQ WKH VWRUHG PRGH P
IRU PHPRUL]HG RU XQVWRUHG PRGH QP IRU kQRW PHP
RUL]HGl (DFK DQQXQFLDWLRQ IXQFWLRQ LV GLVSOD\HG
ZLWK WKH LQGH[ P RU QP ZKHQ SURFHHGLQJ ZLWK WKH 1
NH\
7KH PDUVKDOODEOH DQQXQFLDWLRQ IXQFWLRQV DUH WKH
VDPH DV WKRVH OLVWHG LQ 7DEOH $QQXQFLDWLRQ IXQF
WLRQV DUH RI FRXUVH QRW HIIHFWLYH ZKHQ WKH FRUUH
VSRQGLQJ SURWHFWLRQ IXQFWLRQ LV QRW ILWWHG LQ WKH UHOD\
RU KDV EHHQ SURJUDPPHG RXW GHFRQILJXUHG
:LWK GLUHFW LQSXW RI WKH IXQFWLRQ QXPEHU LW LV QRW QHF
0 $ 5 6 + $ / / , 1 *
/ ( '
, 1 ' , & $ 7 2 5 6
7KH ILUVW PDUVKDOODEOH /(' LV UHDFKHG ZLWK WKH NH\
/ ( '
&KDQJH RYHU WR WKH VHOHFWLRQ OHYHO ZLWK )
/ ( '
! 9 7
P F E
/ ( '
) D L O X U H
7 U L S
Q P
5 ,
Q P
HVVDU\ WR LQSXW WKH OHDGLQJ ]HURV 7R LQGLFDWH ZKHWK
HU WKH VWRUHG RU XQVWRUHG PRGH VKDOO EH HIIHFWLYH WKH
IXQFWLRQ QXPEHU FDQ EH H[WHQGHG E\ D GHFLPDO
SRLQW IROORZHG E\ RU ZKHUHE\
XQVWRUHG LQGLFDWLRQ QRW PHPRUL]HG FRUUH
VSRQGV WR kQPl DV DERYH
VWRUHG LQGLFDWLRQ PHPRUL]HG FRUUHVSRQGV WR
kPl DV DERYH
,I WKH H[WHQVLRQ ZLWK RU LV RPLWWHG WKH GLVSOD\
VKRZV ILUVW WKH IXQFWLRQ GHVLJQDWLRQ LQ XQVWRUHG
PRGH ZLWK kQPl 3UHVV WKH k1RlNH\ 1 WR FKDQJH WR
VWRUHG PRGH kPl $IWHU GLUHFW LQSXW RWKHU IXQFWLRQV
FDQ EH VHOHFWHG E\ SDJLQJ WKURXJK WKH IXQFWLRQV IRU
ZDUGV ZLWK WKH k1RlNH\ 1 RU EDFNZDUGV ZLWK WKH
EDFNVSDFH NH\ 5 7KH FKDQJHG IXQFWLRQ WKHQ PXVW
EH UHFRQILUPHG E\ WKH HQWHUNH\ (
7KH DVVLJQPHQW RI WKH /('V DV SUHVHW E\ WKH IDFWRU\
LV VKRZQ LQ WKH IURQW RI WKH XQLW )LJXUH 7KH IRO
ORZLQJ ER[HV VKRZ DV DQ H[DPSOH WKH DVVLJQPHQW
IRU /(' 7DEOH VKRZV DOO /(' LQGLFDWRUV DV WKH\
DUH SUHVHW IURP WKH IDFWRU\
%HJLQQLQJ RI WKH EORFN k0DUVKDOOLQJ RI WKH /(' LQ
GLFDWRUVl
$OORFDWLRQV IRU /('
0HDQLQJ k)DLOXUH LQ PHDVXUHG TXDQWLWLHVl
/(' KDV EHHQ SUHVHW IRU
VW 9ROWDJH WUDQVIRUPHU VHFRQGDU\ PFE KDV
WULSSHG )1R
/(' KDV EHHQ SUHVHW IRU
QG )DLOXUH GHWHFWHG E\ PHDVXUHG FXUUHQW VXP
PRQLWRU )1R
,QVWDOODWLRQ LQVWUXFWLRQV
&*&